Contents


Requirements for Copyright
   - Originality
   - Fixation
Types of Works
   - Literary Works
   - Musical Works
   - Dramatic Works
   - Pantomimes & Choreographic Works
   - Visual Art  
   - Motion Pictures
   - Sound Recordings
   - Architectural Works
What is Not Protected?
   - Ideas v. Expression
   - Procedures, Processes
   - Facts
   - Names, Titles & Slogans
   - Procedures & Discoveries
   - Unfixed Works
   - The Public Domain
 
 

WHAT IS PROTECTED  

 

BY COPYRIGHT?


Requirements for Copyright

Originality

Copyright protects "original works of authorship" or more specifically "original works of authorship fixed in any tangible medium of expression, now or later developed, from which they can be perceived, reproduced, or otherwise communicated, either directly or with the aid of a machine or device." 17 U.S.C. §102(a)

How original does a work have to be?

The term "original" was purposely left undefined by the Copyright Act to let courts establish standards of originality and allow categories of works to expand in response to technological advances. Originality does not mean a work must be totally new or unique. Instead, there are two components to originality:

1. Independent creation rather than copying - If two authors create highly similar works, but neither copied the other, each would own a copyright in their work and neither work would infringe the other.

2. Minimal degree of creativity - Some works, although independently created, are too trivial to warrant copyright protection. However, the amount of creativity required is very little. For instance, relatively short musical phrases may be sufficiently original.

Case Summary: ZZ Top v. Chrysler Corp., 54 F. Supp. 2d 983 (WD Wa. 1999)
 
ZZ Top sued over the use of the guitar riff from La Grange in a commercial for a new model Plymouth Prowler. Chrysler argued that the riff was substantially similar to riffs in earlier songs including Boogie Chillen by John Lee Hooker. Despite this, the court found the ZZ Top riff to be sufficiently original to be protected. You can watch a video of ZZ Top's La Grange here.

Fixation

In order to be protected by copyright, a work must be fixed in some tangible form. According to the Copyright Act, copyrighted works must be:

"fixed in any tangible medium of expression, now known or later developed, from which they can be perceived, reproduced, or otherwise communicated, either directly or with the aid of a machine or device." 17 U.S.C. §102(a).

Why is there a fixation requirement to own property that's intangible in the first place? The reason for the fixation requirement is a purely practical - proof.  If intangible works are not made available in tangible form, it would be very difficult to prove their existence. Tangible form includes any written form (e.g., written on paper, printed, stored on a computer, etc.) from which the work can be perceived as well as recorded form (e.g., tape, CD, MP3 file, photograph, film, etc.).

Types of Copyrightable Works

Many different types of works can be protected by copyright including all forms of literary, musical & other artistic works. Congress chose to adopt broad definition of authorship since authors constantly develop new forms of expression.  The Copyright Act specifies 8 categories of copyrightable works to illustrate the types of works which may be copyrightable. 17 U.S.C. §102.

Any work that involves a written or recorded sequence of words, numbers or symbols qualifies as a literary work. Section 101 of the Copyright Act defines literary works as "works, other than audiovisual works, expressed in words, numbers, or other verbal or numerical symbols or indicia, regardless of the nature of material objects, such as books, periodicals, manuscripts, phonorecords, film, tapes, disks, or cards, in which they are embodied."  This includes works such as novels, magazine articles, poems, catalogs, directories, instructional works, compilations of data, computer databases and computer programs, etc.

The copyright in a literary work (like all works), gives ownership rights in an author's original arrangement of words to express ideas and information.  The copyright does not protect a literary work’s theme, plot, or other common elements and ideas the work is based on.

Characters found in literary works may also be copyrightable.  However, a character must be distinctly developed to be copyrighted. What this means is that very distinctively described characters (e.g., Sherlock Holmes and James Bond) can be copyrighted, but common stereotypical character types (e.g., a detective or a spy) cannot.

Optional: Protection of Fictional Characters

Section 102(a)(2) of the Copyright Act 2) specified that "musical works, including any accompanying words" are a category of copyrightable works of authorship. This includes includes songs consisting of music and lyrics as well as solely instrumental compositions.  Music is generally comprised of several elements - lyrics, melody, harmony and rhythm and all of these elements can contribute to the originality of a musical composition. If words created independent of music without an intention at the time of creation to be combined with music, the words constitute a literary rather than a musical work.

Often, the most memorable part of a musical composition is its melody which is made up of musical notes, the duration of notes, and the order or arrangement of notes.  Unlike literary works, where there are many words to choose from, musical composition is much more limited in the sense that there are only 12 notes in the musical scale.  While these 12 notes can be arranged in different ways, even the arrangement is somewhat limited by compositional patterns or conventions. Consequently, it is fairly common to find some degree of similarity in songs that is the result of coincidence rather than one songwriter copying another.  This can pose problems in determining copyright infringement (to be covered later in this course).

Optional: Circular 50: Copyright Registration for Musical Compositions

Works that tell a story through action, dialog and narration are dramatic.  The copyright in a dramatic work can covers the dialog as well as any accompanying music.  A few examples include Gilbert and Sullivan musicals, West Side Story, and Phantom of the Opera.

Pantomimes and choreographic works involve non-vocal performances.  The original expression protected by copyright is expressed by movement (such as dance) or physical attitudes rather than word or sounds.

Pictorial, Graphic &

Sculptural Works (Visual Art)

Painting

Various types of visual art can be copyrightable including paintings, sculptures, photographs, maps, charts, and diagrams.  Visually depicted characters (as well as literary characters - see above) can be protected.

Copyrighted Characters

Optional: Circular 40: Copyright Registration for Works of the Visual Arts

Motion pictures and other audiovisual works (television shows and other videos) can be copyrighted. Motion pictures are defined by section 101 of the Copyright Act as "a series of related images & accompanying sounds which, when shown in succession through use of a projector or other device, impart an impression of motion."

The music contained in an audiovisual work is part of the audiovisual work although it may also be a separately copyrighted musical work. Don’t confuse the soundtrack to a film (motion picture) which is sometimes referred to as the film soundtrack with a soundtrack album which may include copyrighted sound recordings of copyrighted musical compositions, although the term is sometimes used interchangeably.

Optional: Circular 45: Copyright Registration for Motion Pictures

A sound recording is a fixation of a series of musical, spoken or other sounds or, in other words, a series of recorded sounds.  The copyright in a sound recording covers the collection of recorded sounds rather than the tangible object of fixation (i.e., a CD, computer file, etc.) or the musical composition (song) recorded.  A sound recording can consist of any kind of recorded sounds, including spoken words (e.g., audio books) and sounds occurring naturally such as Songs of the Humpback Whale (listed as performed by "Various Artists"  If you're interested, you can hear some whale songs here - they're actually better than some stuff I've heard on the radio.

Its important to understand the difference between musical compositions and sound recordings.  When a copyrighted musical composition is recorded, there are two separate copyrights - a copyright in the musical composition and a copyright in the sound recording.  The copyright in the sound recording exists separately from any underlying musical, literary or dramatic works that are recorded. Often, the two copyrights be owned by different parties - the musical composition by a music publisher, and the sound recording by a record company.

Example: The song Oh Pretty Woman was written by Roy Orbison and William Dees. The copyright in the song is owned by Sony Music Publishing (which acquired it from Acuff-Rose Music which acquired it from Orbison and Dees.  Orbison recorded and it was released in 1964 by Monument Records which owned the copyright in the Orbison recording.  You can watch a recorded performance of Orbison singing Oh, Pretty Woman here.
Additionally,there have been many other recordings of Oh, Pretty Woman, including a recording by Van Halen, a ska version by the Holy Sisters of the Gaga Dada, and a rap parody version by 2 Live Crew. Each of these recorded versions of the same song is a separate copyrighted sound recording.  In the case of a copyrighted song such as Oh, Pretty Woman, someone wanting to make their own recording would need to obtain a license to do so (unless there use qualifies as fair use which will be covered later in this course).
 

If that's not enough Pretty Woman for you, check out a vide by Japanese, classically-influenced girl group Vanilla Mood.

 


Optional: Circular 56: Copyright Registration for Sound Recordings

The design of a building as embodied in any tangible medium of expression (architectural plans, drawings) is copyrightable.  However, the copyright covers only the overall design rather than individual standard features such as a door or a roof.

What is Not Protected By Copyright?

Ideas v. Expression

Its important things to understand about copyright is what it does and what it does not protect. One of the most common misconceptions about copyright is that it allows people to own their ideas. In fact, ideas are not protected by copyright although the particular way an author expresses ideas may be protected. The Copyright Act states:

"In no case does copyright protection for an original work of authorship extend to any idea, procedure, process, system, method of operation, concept, principle, or discovery, regardless of the form in which it is described, explained, illustrated, or embodied in such work." 17 U.S.C. §102(b)

If you think about it, this rule makes good sense. Ideas must be free for use by all authors since they are the fundamental building blocks of creative expression. If one person could own a copyright in a particular idea, that would mean no one else could create anything based on that idea without permission. This would stifle rather than encourage creation which is what copyright is ultimately intended to do. One way to think of this is that ideas are part of the public domain and everyone is consequently free to use them to create their own original works.

Although you are free to copy other authors' ideas, you may not copy the original way that another author expresses ideas. An author's expression, assuming it it original and fixed in tangible form, is what is protected by copyright. This means that although a work such as a book or a song can be copyrightable, that doesn't mean every element that goes into the creation of the book or song is protected. While the distinction between ideas and expression is hopefully clear, determining exactly what portions of a copyrighted work constitute unprotected ideas and what parts constitute protected expression can sometimes be difficult.  While songs can certainly be copyrightable, basic building blocks of musical composition are not. For instance, the copyright in a song does not extend to ownership of individual notes, short and simple note combinations, chords, chord progressions or rhythms.

Case Summary: Warner Bros. v. ABC, 720 F.2d 231 (2nd Cir. 1983), involved a copyright infringement battle between superheros. Warner (owner of DC Comics) sued ABC television network claiming that the superhero character of its show The Greatest American Hero infringed the Superman character. The show featured a nerdy teacher named Ralph Hinkley, who receives a bright red suit from visiting aliens which gives him superhuman abilities such as the ability to fly (although Ralph isn't too good at it since he loses the instruction manual). The lawsuit was dismissed since although Superman is a copyrighted character, Warner Bros.' copyright doesn't prevent anyone else from using the idea of a flying superhero. Instead of being a superhuman hero from another planet, Ralph was an average guy who happened to run into some aliens who gave him a magic suit and who stumbles along trying to be a hero and is not substantially similar to Superman.
 
Basic building blocks of authorship such as themes, plots, and stereotypical characters (e.g., a superhero who can fly) are ideas and not copyrightable so the Greatest American Hero (Ralph Hinckley), did not infringe on Superman. Believe It Or Not, the show's theme song was a #1 pop hit.

Superman & Ralph Hinckley

Procedures, Processes, Methods of Operation, Principles & Discoveries

The Copyright Act states that: "In no case does copyright protection for an original work of authorship extend to any idea, procedure, process, system, method of operation, concept, principle, or discovery, regardless of the form in which it is described, explained, illustrated, or embodied in such work." 17 U.S.C. §102(b). Inventions cannot be protected under copyright, but may be protected under trade secret and patent law.

Facts

Facts cannot be copyrighted. If the first author to use a fact could gain a monopoly over the use of that fact, creation of other works would be severely restricted. Facts are discovered rather than created and therefore do not satisfy the originality requirement for copyright.

Names, Titles, Slogans and Short Phrases

Names, titles, and short phrases or expressions are not protected by copyright. Names, titles, etc. are not protected since they are usually too simple to meet the originality requirement. Even if a name, title, or short phrase is original, it cannot be protected by copyright. The Copyright Office will not register claims to copyright ownership in brief combinations of words such as: names of products or services; names of businesses, organizations, or groups (including the name of a group of performers); names of pseudonyms of individuals (including pen name or stage name); titles of works; catchwords, catchphrases, mottoes, slogans, or short advertising expressions. Mere listings of ingredients, as in recipes, labels, or formulas are also not copyrightable although an explanation or directions accompanying a recipe may be copyrightable. See Copyright Office Circular 34. Although not copyrightable, names, titles and slogans may be protected as trademarks if used to identify a brand of goods or services.

Unfixed Works

Since fixation is a requirement for copyright, works that are not fixed in some tangible form are not protected by copyright. Most musical works are fixed in tangible form as part of the creation process (either recorded or written down in some form), but some musical works are created without fixation. For example, improvisation is a form of musical composition which, although often extremely creative, is not subject to copyright unless the improvised performance is recorded.

Although copyright law does not protect unfixed works, there are other laws that do. In the United States, a federal the anti-bootlegging statute as well as some state laws make it illegal to record a live or broadcast performance without the performer's permission. Doing so can be a criminal offense (subject to up to 5 years imprisonment) if done "knowingly and for purposes of commercial advantage or private financial gain" 18 U.S.C. §2319A.

The Public Domain

Works that are in the public domain are not protected by copyright. Works in the public domain are owned by no one and can therefore be used freely by anyone. Generally, works enter the public domain when their copyright expires. However, works can also be donated to the public domain by the copyright owner and in the past, some works entered the public domain due to the copyright owner's failure to use proper copyright notice on published copies of works.

Example: Beethoven's 5th Symphony, composed in 1808 is in the public domain.

Listen to the Philadelphia Orchestra's recording here

While public domain works are not protected by copyright, it is possible to own a copyright in an arrangement of a public domain work, assuming the arrangement is original. Often, it is difficult to determine whether a work you want to use is a public domain work or a copyrighted arrangement of the public domain work.

Example: The music to Beethoven's 5th Symphony is clearly in the public domain, but there are many copyrighted arrangements or derivative works based on Beethoven's 5th Symphony.

Finally, while a musical composition may be in the public domain, a sound recording of that composition may be protected by copyright.  So although Beethoven's 5th Symphony is in the public domain, the recordings by the Philadelphia Orchestra, Electric Light Orchestra, Walter Murphy as well as many others are copyrighted works.


© 2007 David J. Moser.  All copyrights and trademarks used on this site are the property of their owners. The materials on this site are solely for use of students enrolled in this course for purposes of this course and may not be retained or further disseminated.