Home
Syllabus
Assignments
Week 1
Week 2
Week 3
Week 4
Week 5
Week 6
Week 7
Week 8
Additional Material
Belmont China
 
 



WESTERN IMPERIALISM IN CHINA


Reading:
  1. England and China: The Opium Wars, 1839-60
  2. McCartney and the Emperor
  3. Chinese Film Industry (Note: This article provides a good overview of the film industry in China, but some information is a bit out of date).
Film: The Opium War (鸦片战争;Yāpiàn zhànzhēng; 1997; 150 min.): A historical film about the first Opium War between China and Great Britain (1839-1842). The timing of the film is symbolic and of great significance as 1997 was also the year Great Britain returned control of Hong Kong to China.


Film clip from Lin Tse-Hsu, a 1959 Chinese film about the Opium War


Background

Although China and Western nations such as the United States are on generally good terms nowadays, China still harbors some resentment toward the West.  Most Americans probably have no idea why since they are unaware of a period of history during which Western nations were trying to carve up China, if not by military conquest, by economic conquest.
By the late 1800s, the Qing Dynasty (or Ch'ing) Dynasty (大清; the Great Qing) which had ruled China since 1644 was in very bad shape for various reasons (huge population growth, economic stagnation, natural disasters, etc.). The Qing had always been resented by most of the Chinese population since the Qing Dynasty originated when the Manchus (an ethnic group from Manchuria) invaded China and overthrew the Ming Dynasty (大明国; Dà Míng Guó). The Manchus ruled China successfully for about 200 years, but by the late 19th century had become complacent and largely corrupt which led to poor governance and even greater resentment among the native Han Chinese (汉族; hànzú). Chinese resentment of the Qing Dynasty fueled revolts such as the Taiping Rebellion (1851-1864) discussed last week, the Nien Rebellion (1853-1868), several Muslim Rebellions and the Boxer Rebellion (1900-1901).

The Empress Dowager

Part of the problems the Qing Dynasty were experiencing was due to a lack of effective leadership. Some of the emperors during the early part of the Qing Dynasty were successful rulers such as Emperor Kangxi (康熙帝) who increased China's military, political and social influence. However, by 1850 when Emperor Xianfeng took the throne at age 19, Imperial rule had been weakened by internal corruption, revolts and foreign interference. Emperor Xianfeng was overwhelmed by the problems he faced and died in 1861. His son, Emperor Tongzhi was only 6 years old at the time and, after a coup over who would control the empire during Tongzhi's childhood, Tongzhi's mother Empress Dowager Cixi (慈禧太后), a concubine of Emperor Xianfeng became the behind-the-scenes ruler of China. Cixi ended up ruling China for 47 years until 1908 during the reigns of Tongzhi and his successor, Emperor Guangxu (Cixi's nephew).
Empress Dowager Cixi has been portrayed as a power hungry leader and as responsible for the fall of the Qing Dynasty. It has been rumored that before her death, she had Emperor Guangzu poisoned. The truth is probably impossible to know, but its likely that Cixi's dragon lady image has been largely exaggerated. Much of the information about her in the West may have been made up while sources that knew her tend to have the view that she was an uneducated woman who ended up in a very difficult position and, although she made mistakes, tried her best to keep China from being torn apart.
Additional Resources: Books About the Empress Dowager
Dragon Lady: The Life and Legend of the Last Empress of China by Sterling Seagrave
The Last Empress: A Novel by Anchee Min
Empress Orchid by Anchee Min

Western Encroachment in China

Western nations started arriving in the East by sea in the 18th century in search of riches and trade. The Portuguese arrived first and established a presence on the southern island of Macau (澳門; Aomen).  They were followed by the Spanish, British and French, all of which desired trade with China. However, China was not very interested Western goods. China reluctantly allowed trade, but limited it to the city of Canton (modern Guǎngzhōu; 广) in southern China. In addition to Western nations, Russia and Japan were also eager to get a piece of China.

In addition to trade, China was also believed to be fertile ground for Christian missionaries. Beginning in the 13th century, Roman Catholic missionaries went to China in an attempt to convert the huge nation of heathens, although without great success. While China wasn't overly interested in Western religion, it was interested in Western science and technology (astronomy, geography, mathematics, cartography, music, and art) and much of its knowledge of these fields came from Jesuit missionaries.

Clip from CNN Documentary on the Opium War

 

In the 18th century, the demand for tea in England and America increased dramatically as well as demand for Chinese silk and porcelain. This led to an unfavorable balance of trade for Western nations, especially England, since the only thing China really wanted from them was silver. By this time England was the major world power and had colonized many nations including India. The British found that there was some demand in China for cotton grown in India as well as a more controversial product - opium.  Although opium was illegal in China, it quickly became the main British import.  England as well as other Western nations including the United States were making huge profits selling opium in China.  Opium addiction became widespread in China and the opium trade ultimately reversed the balance of trade, threatening China's economy.

Opium Use in China

In 1838, the Qing government decided to get tough and crack down on the illegal use of and trade in opium (a bit like the UK's Say No To Drugs campaign, but with harsher penalties). The government issued a decree that made opium dealing a capital offense for Chinese dealers. However, the imperial government was based in Beijing in the north of China while opium was being smuggled into China from the southern city of Canton so in 1839, the emperor sent a commissioner, Lin Zexu (林则徐; Lín Zéxú), to Canton to suppress the opium trade.
Lin made it clear that the illegal opium smuggling was to end and when the British refused, he imposed a trade embargo. He even wrote a nice letter to Queen Victoria asking her to "say no to drugs" although it apparently never reached her. He also pressured Western traders into turning over the opium stored in their warehouses which included 20,000 chests of mostly British opium. Lin had the confiscated opium destroyed which infuriated the Western traders.
Not everyone in England supported the opium trade and one of its harshest critics was William Gladstone, who spoke out against it in the House of Commons:
"The great principles of justice are involved in this matter. You will be called upon, even if you escape from condemnation on this motion, to show cause for your present intention of making war upon the Chinese. They gave us notice to abandon the contraband trade. When they found that we would not, they had the right to drive from us from their coasts on account of our obstinacy in persisting in this infamous and atrocious traffic. I am not competent to judge how long this war may last, but this I can say, that a war more unjust in its origin, a war more calculated in its progress to cover this country with permanent disgrace, I do not know, and I have not read of."

Lin Zexu

Destroying Opium in Canton

The First Opium War (1839-42)

The British ultimately responded to Lin Zexu's ban on opium trading by sending a naval force and army of British soldiers) to China to defend free trade and the honor of the British empire (or at least its illegal drug pushing profits). At this time, England was the greatest military power in the world while China was technologically inferior and unprepared for war. British warships bombarded coastal towns and Chinese junks with their powerful guns and pushed north along the Yangtze river. British soldiers were armed with modern muskets and canon while Chinese had few and much older guns and many soldiers had only swords and knives. With their great military superiority, the British were able to easily defeat the Chinese, often with little resistance.

British Warships destroy Chinese Junks

Unable to effectively respond to the British attacks, China reluctantly signed the Treaty of Nanjing in 1842 which ended the First Opium War. This was the first of a series of treaties with Western nations that China considered to be unequal treaties it was forced to sign.  The Treaty of Nanjing:
  • Required China to pay a large indemnity to Britain
  • Opened 5 additional ports to trade
  • Limited the tax China could charge on foreign imports
  • Gave British residents extraterritoriality from Chinese laws
  • Forced China to give England the island of Hong Kong (香港; Xiānggǎng).

Not wanting to be left out, France and the United States insisted on the same trading rights the British received in the Treaty of Nanjing. This relationship, based on most favored nations status, was a feature of China's relations with Western nations for the next century and severely restricted China's right to govern its own territory. Understandably, China found this to be exceptionally humiliating, especially considering that it had been one of the most advanced nations throughout most of its long history. This humiliation is one of the main reasons for the ultimate collapse of the Qing Dynasty, the end of Imperial China and China's resentment and lack of trust of Western nations.


The Second Opium War (1856-1860)

It didn't take long, after the First Opium War, for the Western powers to want even more that what they'd received in their first treaties with China. The French and American treaties entered into with China after the First Opium War allowed for renegotiation after twelve years. Under the most favored nations system, England also made additional demands. China was not thrilled by the idea of giving up more than the concessions it had already been forced to make and considered very unfair. Consequently, the Qing government had the gall to refuse the demands of Britain, France, and the United States.
Well, of course this refusal in the face of overwhelming military superiority of the Western powers could not be tolerated so the Western nations decided it was time to teach the Chinese another lesson. Thus began the Second Opium War (or the Arrow War as the British prefer to call it). The Arrow was a Chinese ship which was boarded by Chinese authorities who suspected it was being used for smuggling. Twelve Chinese sailors were arrested and the British demanded their release claiming that the ship was registered to the British and that the ship had been sailing with the British flag displayed (which was disputed by the Chinese). Even though the Chinese returned the sailors and it turned out that the British registration had expired, this incident led to British attacks on southern Chinese forts with some help from French forces.
Although the Qing Court again reluctantly agreed to Britain's demands, some important officials convinced Emperor Xianfeng (咸豐帝) to continue fighting the Western forces, believing that they would not stop until China was totally under their control. The Emperor therefore ordered a Mongolian general to guard the Taku Forts in Tianjin (天津; Tiānjīn or Tientsin). A British naval force had sailed north from Shanghai (上海) to Tianjin with British and French envoys, who were to be escorted to their new embassies in Beijing. The general in Tianjin directed them to take another route, but the British refused and shelled the Taku Forts. They encountered heavy resistance and withdrew after losing 4 ships with cover fire provided by an American warship (in violation of the U.S. policy of neutrality).

Angered at the first effective Chinese resistance they'd encountered, the Western powers decided to put together a much larger force. In 1860, 173 ships set out from Hong Kong and began bombarding and capturing several port cities on their return to the Taku Forts at Tianjin, which they captured after three weeks. From there, the troops marched toward Beijing (北京; Běijīng or Peking). Although negotiations for surrender by the Chinese had begun, the arrest of a small group of British diplomats who were imprisoned, tortured, and some killed convinced the British that the Chinese must be punished severely.

British & French troops enter Beijing

The British and French invasion continued with a major battle against the Mongolian cavalry at the Battle of Palikao (八里桥之战; "Battle of the Eight-Mile Bridge"). In a final attempt to prevent the foreign forces from proceeding to Beijing, 10,000 Chinese troops were slaughtered after they made several charges against the superiorly armed British-French forces. With his army decimated, Emperor Xianfeng fled Beijing and the foreign forces moved in. The French and British troops looted the Forbidden City (a huge palace complex where the emperor and his many servants and concubines lived), taking many valuable works of art and then looting and burning the Summer Palace (; Yíhé Yuán; "Gardens of Nurtured Harmony"), a beautifully constructed complex of buildings and gardens where emperors often spent part of the summer.

Battle of Palikao

French & British Looting of Summer Palace

Old Summer Palace

Old Summer Palace Ruins

China was again left with no alternative, but to agree to the demands of the Western nations and ratified the Treaty of Tianjin (天津条约, Tiānjīn Tiáoyuē) in 1860, ending the Second Opium War. Concessions made by China under the treaty included:
  • Payment of a large indemnity
  • Making the opium trade legal
  • Opening 10 additional trading ports
  • Giving foreigners the right to travel in China beyond the treaty ports, a concession largely for the benefit of Christian missionaries who had been doing this illegally for a long time
  • Opening foreign consulates with ambassadors in Beijing
  • Giving England the territory of Kowloon (九龍; "Nine Dragons") which borders Hong Kong.


If the First Opium War wasn't bad enough for China, the second made matters much worse. The easy defeat of the Qing Imperial Army by the relatively small British-French force, causing the emperor to flee from the capital and the subsequent looting of the Forbidden City, looting and burning of the Summer Palace, and humiliating treaty concessions was a devastating blow to the Qing Dynasty.  As we will see next week, it would not survive for much longer.
Additional Resources:
The Search for Modern China (Second Edition) by Jonathan Spence
The Opium War Through Chinese Eyes
Modernization And Revolution In China: From the Opium Wars to World Power
Opium War, 1840-1842: Barbarians in the Celestial Empire

bar

© 2009 David J. Moser/Graphics courtesy of Crystal Cloud Graphics